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Christopher James Johnson

Commonwealth Financial Network

Sidney, IA

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Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-03-23
IA RA APPROVED 2017-04-06
  • TX RA
    APPROVED_RES
    Since 2026-03-23
  • IA RA
    APPROVED
    Since 2017-04-06

Branch Locations

806 Illinois Street, Sidney, IA 51652 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Waddell & Reed, Inc. Nebraska City NE 09/1995 04/2017
Various Insurance Carriers For W & R Insurance Agencies Sidney IA 11/1995 Present
Fga, Inc. Nebraska City NE 05/2011 Present
Christopher Johnson Holiday Island AR 09/2014 Present
Commonwealth Financial Network San Diego CA 04/2017 Present
  • 09/1995 → 04/2017
    Waddell & Reed, Inc.
    Nebraska City, NE
  • 11/1995 → Present
    Various Insurance Carriers For W & R Insurance Agencies
    Sidney, IA
  • 05/2011 → Present
    Fga, Inc.
    Nebraska City, NE
  • 09/2014 → Present
    Christopher Johnson
    Holiday Island, AR
  • 04/2017 → Present
    San Diego, CA
Previous Registrations
  • 1997-07-24 → 2017-04-07
    Waddell & Reed
    Nebraska City, NE
    Omaha, NE
    Omaha, NE
    Nebraska City, NE
    Papillion, NE
    Nebraska City, NE
Other Businesses

1. Pathfinder Wealth Advisors, insurance agent selling fixed insurance, as of 04/06/2017; 5% of time spent during business hours, conducted at branch, investment related. 2. FGA, Inc., owner and president of private entity created to operate securities, advisory, and insurance businesses, as of 01/01/2010, 98% of time spent during business hours, conducted at branch, investment related. 3. Kats Consulting, Inc., co-owner of providing tax preparation and general accounting services business, as of 01/01/2017, 10% of time spent during business hours, not conducted at branch, not investment related. 4. Co-owner, Farm; Located in Sidney, IA; as of 01/15/2021; 0% of time spent during business hours; Not conducted at branch location; Investment related. 5. Co-owner, Sidney Lot Development LLC; private entity created for the purpose of purchasing real estate and reselling; Located at 811 Indiana St., Sydney, IA 51652; as of 3/01/2021; 0% of time spent during business hours; Not conducted at branch location; Not investment related.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-07-31
S63 Uniform Securities Agent State Law Examination 1995-11-03
  • S65 Uniform Investment Adviser Law Examination
    2014-07-31
  • S63 Uniform Securities Agent State Law Examination
    1995-11-03
Other Names
  • Chris Johnson

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