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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2022-04-01
  • NY RA
    APPROVED
    Since 2022-04-01

Branch Locations

100 Meridian Centre Suite 315, Rochester, NY 14618 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tiaa-Cref Individual & Institutional Services, Llc. Rochester NY 08/1995 03/2022
Tiaa Rochester NY 08/1995 03/2022
Raymond James & Associates, Inc. Rochester NY 04/2022 Present
Fc Dynamo Roc Rochester NY 04/2022 Present
Previous Registrations
Other Businesses

(1) Name of Business: Address: 222 Pelham , RD, NY, 14610, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 04/24/2022 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I own two investment properties (2) Name of Business: DaizyBug LLc Address: 222 Pelham RD, Rochester, NY, 14610, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 04/24/2022 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I am the co-owner of an LLC. I have one partner and we own three real estate properties that we rent. (3) Name of Business: DaizyBug LLC Address: 222 Pelham Rd, Rochester, NY, 14610, United States Activity Type: Business Owner Position/Title: Partner Investment Related: Yes Start Date: 07/31/2019 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Own rental properties- rent apartments and maintain

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-04-11
S63 Uniform Securities Agent State Law Examination 1997-11-06
  • S66 Uniform Combined State Law Examination
    2005-04-11
  • S63 Uniform Securities Agent State Law Examination
    1997-11-06

View on SEC IAPD

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