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Christopher Coffin Wilson

Principal Asset Management

Stamford, CT

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Current Employers
Principal Asset Management

801 Grand Ave, Des Moines, IA 50392-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2009-04-14
  • CT RA
    APPROVED
    Since 2009-04-14

Branch Locations

2 High Ridge Park Suite 2, Stamford, CT 06905 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Principal Life Insurance Co Riverside CT 08/2005 06/2024
Principal Funds Distributor Stamford CT 01/2016 Present
Principal Asset Management Stamford CT 04/2009 Present
  • 08/2005 → 06/2024
    Principal Life Insurance Co
    Riverside, CT
  • 01/2016 → Present
    Principal Funds Distributor
    Stamford, CT
  • 04/2009 → Present
    Stamford, CT
Previous Registrations
  • 2008-08-28 → 2009-04-15
    Riverside, CT
    Riverside, CT
    Des Moines, IA
    Riverside, CT
    Des Moines, IA
    Cos Cob, CT
    Folsom, CA
Other Businesses

1) Access/supervised person of Principal Global Investors, LLC, and will perform certain functions for Principal Global Investors and its affiliates. 2) Richard D. Wilson Trust - Executor. Executor of will/estate. 12 Village Road Gloucester, MA 01930. Not Investment Related. 0 hrs per week, 0 hrs during trading. Effective - 12/13/2019 3) Gloucester, MA Home Rental Property- Partner in a Trust. Inherited a property from his late parents to be used as a vacation home. Not investment related, no compensation. 12 Village Rd. Gloucester, MA 01930. 0 hrs. per week, 0 hrs. per week during trading. Effective 07/15/2024. 4) Money Management Institute - representing Principal Asset Management on the Board of Governors. 1410 Broadway New York, NY 10018. No compensation, approximately 1 hour per month and 0 during trading, beginning 07/01/2025.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-08-26
S63 Uniform Securities Agent State Law Examination 1995-10-30
  • S65 Uniform Investment Adviser Law Examination
    2008-08-26
  • S63 Uniform Securities Agent State Law Examination
    1995-10-30
Other Names
  • Christopher Coffin Wilson

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