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1345 Avenue Of The Americas, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2008-05-14 |
Branch Locations
1967 Highway 34 Building C, Suite 201, Wall, NJ 07719 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 09/1999 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 09/1999 | Present |
05/2023, Administrator or executor of an estate or trustee of a trust for a non-family or family member, I have been named under my brothers Will as Co-Trustee for the Mairone Family Trust FBO of John; 05/2023, Administrator or executor of an estate. I am named as executor of my brother's estate and currently responsible for gathering assets, selling if necessary, and putting assets in a trust for his children; A Round for Rick, LLC, Our family, along with a few friends, created a non-profit organization, A Round for Rick, Inc., to raise funds for Mental Health Awareness and Suicide Prevention. 5 hrs/month, no compensation
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-07-24 |
| S63 | Uniform Securities Agent State Law Examination | 1995-11-01 |
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