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Ubs Financial Services Inc. CRD 8174
$916B regulatory AUM 18,245 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2015-11-16 |
Branch Locations
4400 Post Oak Parkway Suite 1700, Houston, TX 77027 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Houston | TX | 11/2015 | Present |
1) MEMBER OF THE INVESTMENT ADVISORY COMMITTEE OF TEXAS TECH UNIVERSITY. ADVISORY COMMITTEE THAT OVERSEAS THE INVESTMENT OF THE LONG-TERM ASSETS OF TEXAS TECH ENDOWMENT. OFFICE OF INVESTMENTS / TEXAS TECH UNIVERSITY SYSTEM / 15TH & UNIVERSITY / DRANE HALL ROOM 315 / LUBBOCK, TEXAS 79409-1098 /// 2) Name of Business: Saddlebrook HOA./ Address: 7941 Katy Freeway #124 Houston Texas United States/ Nature: Manage the neighborhood according to the deed restrictions and bylaws./ Investment Related: No./ Role: Member of Board of directors./ Duty: Treasurer./ Start Date: 1/31/2024./ Time Required: No. 3) The H&H Ranch Inc., BlancoTExasUnited States-78606, Company,Agriculture & Livestock, Personal family ranch that has no activities, Member of Board of directors, start date-1/1/2024, Investment related-Yes.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-08-02 |
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