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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-08-19 |
| NY | RA | APPROVED | 2025-08-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Osaic Wealth, Inc | New York | NY | 11/2010 | 08/2025 |
| Nicholas Agnone & Co., Llc | Hicksville | NY | 12/2001 | Present |
| Lpl Financial Llc | Westbury | NY | 08/2025 | Present |
1. 08/2025 - A & M FINANCIAL SERVICES LLC - Non-Variable Insurance - Property & Casualty - Investment related - 1 Hrs/Mth - 0.25 Hrs During Trading - WESTBURY, NY 11590 - OBA Start date: 01/01/2010 2. 08/2025 - NICHOLAS AGNONE & CO LLC - Tax Prep/Accounting/CPA - Investment related - 180 Hrs/Mth - 6 Hrs During Trading - WESTBURY, NY 11590 - OBA Start date: 01/01/2000 3. 08/2025 - NICHOLAS AGNONE - Non-Variable Insurance - Investment related - 0.50 Hrs/Mth - 0.15 Hrs During Trading - Westbury NY 11590 - OBA Start date: 01/01/2010 4. 08/2025 - AAA & ASSOCIATES, LLC - Real Estate Rental - Investment related - 4 Hrs/Mth - 0 Hrs During Trading - HICKSVILLE, NY 11801 - OBA Start date: 06/01/2006 5. 08/2025 - Agnone & Associates Tax Services LLC - Business Entity For Tax/Investment Purposes Only - Investment related - 0 Hrs/Mth - 0 Hrs During Trading - WESTBURY, NY 11590 - OBA Start date:12/06/2013 6. 08/2025 - A&M Financial Services - DBA for LPL Business (entity for LPL business) - Investment related - 16 Hrs/Mth - 4 Hrs During Trading - At reported business location(s) - OBA Start date: 08/18/2025 7. 08/2025 - AAA EQUITY FUNDING CORP - Business Entity For Tax/Investment Purposes Only - Investment related - 1 Hrs/Mth - 0.25 Hrs During Trading - WESTBURY, NY 11590 - OBA Start date: 06/27/2005 8. 08/2025 - AGNONE REALTY LLC - Real Estate Rental - Investment related - 4 Hrs/Mth - 0 Hrs During Trading - WESTBURY, NY 11590 - OBA Start date: 02/03/2012 9. 08/2025 - Nickel 207 Dickson, LLC - Real Estate Rental - Investment related - 1 Hrs/Mth - 0 Hrs During Trading - WESTBURY, NY 11590 - OBA Start date: 07/23/2013 10. 08/2025 - Nickel Dickson Corp - Business Entity For Tax/Investment Purposes Only - Investment related - 1 Hrs/Mth - 0 Hrs During Trading - WESTBURY, NY 11590 - OBA Start date: 07/23/2023
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-11-11 |
| S65 | Uniform Investment Adviser Law Examination | 1999-12-23 |
| S63 | Uniform Securities Agent State Law Examination | 1998-08-31 |
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