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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2018-02-06 |
| TX | RA | APPROVED_RES | 2013-06-25 |
| AK | RA | APPROVED | 2012-03-29 |
| ID | RA | APPROVED | 2012-03-29 |
| WA | RA | APPROVED | 2003-06-12 |
Branch Locations
10400 Ne 4Th St Moutain Pacific, Bellevue, WA 98004 • United States
Bellevue, WA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Seattle | WA | 06/1989 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1996-03-04 |
| S65 | Uniform Investment Adviser Law Examination | 1996-03-04 |
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