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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 1996-04-25 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Irving | TX | 09/1995 | Present |
| Bank Of America, Na | Irving | TX | 01/2010 | Present |
1)FOR PROFIT OR NOT FOR PROFIT: FOR PROFIT NAME OF OUTSIDE BUSINESS ORGANIZATION: CLAIMS CERTIFICATION SERVICES INVESTMENT RELATED: NO ADDRESS OF BUSINESS: IRVING, TEXAS 75038 NATURE OF BUSINESS: LLC YOUR POSITION, TITLE, ASSOCIATION: OTHER START DATE OF RELATIONSHIP: 07/11/2012 NUMBER OF HOURS DEVOTED PER MONTH: 10 NUMBER OF HOURS DEVOTED DURING SECURITIES TRADING HOURS: 0 YOUR DUTIES: MY WIFE WILL HAVE THE OWNERSHIP INTEREST. THERE WILL BE TIMES WHERE SHE WILL NEED LIMITED ASSISTANCE FROM ME. ASSISTING WITH SUPPLIER, CONTRACTORS, ETC. THE COMPANY WILL INSPECT AND VERIFY THE COMPLETION OF REPAIRS. PRIMARILY ROOFING REPAIRS. I*24130 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: MARATHON ROOFING AND SERVICES INVESTMENT RELATED: N ADDRESS OF BUSINESS: IRVING, TEXAS 75062 NATURE OF BUSINESS: LLC, POSITION, TITLE, ASSOCIATION: WIFE IS OWNER START DATE OF RELATIONSHIP: 04/28/2010 NUMBER OF HOURS DEVOTED: 10 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: MY WIFE IS OWNER. THERE WILL BE TIMES WERE SHE WILL NEED LIMITED ASSISTANCE FROM ME. ASSISTING WITH SUPPLIER, CONTRACTORS, CUSTOMERS, ETC. ROOF WORK I*56010 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: CLAIMS CERTIFICATION SERVICES INVESTMENT RELATED: N ADDRESS OF BUSINESS: IRVING, TEXAS 75038 NATURE OF BUSINESS: LLC, POSITION, TITLE, ASSOCIATION: OTHER, WIFE IS OWNER START DATE OF RELATIONSHIP: 7/11/2012 NUMBER OF HOURS DEVOTED: 0 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: MY WIFE WILL HAVE THE OWNERSHIP INTEREST. THERE WILL BE TIMES WERE SHE WILL NEED LIMITED ASSISTANCE FROM ME. ASSISTING WITH SUPPLIER, CONTRACTORS ETC. THE COMPANY WILL INSPECT AND VERIFY THE COMPLETION OF REPAIRS. PRIMARILY ROOFING REPAIRS. I*76462 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: BUILDERS BENEFIT INVESTMENT RELATED: N ADDRESS OF BUSINESS: IRVING, TEXAS 75062 NATURE OF BUSINESS: LLC, POSITION, TITLE, ASSOCIATION: START DATE OF RELATIONSHIP: 12/10/2014 NUMBER OF HOURS DEVOTED: 2 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 1 DUTIES: ROOFING SUPPLY DISTRIBUTION TECHNOLOGY. ASSIST MY WIFE AND OTHER BUSINESS PARTNER IN DEALING WITH ROOFING SUPPLY/CONTRACTOR
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-09-03 |
| S63 | Uniform Securities Agent State Law Examination | 1996-04-24 |
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