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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2013-10-03
  • IN RA
    APPROVED
    Since 2013-10-03

Branch Locations

7202 N. Shadeland Ave #216, Indianapolis, IN 46250 • United States

8945 N Meridian St Ste 200, Indianapolis, IN 46260 • United States

Indianapolis, IN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Indianapolis IN 10/2013 03/2020
Ameriprise Financial Services, Llc Indianapolis IN 03/2020 Present
Previous Registrations
Other Businesses

Business Ownership; Other; Tax Preparation (Dual consent and leader acknowledgement forms required); 7202 N. Shadeland Ave. #216 Indianapolis, Indiana 46250, , ** not provided **, N/A, 00000; Not Investment-Related; 04/15/1985; 60 hours per month; 60 during trading hours. Outside Employment; Outside Employment; R. Joseph Stark Jr. CPA; Other; 7202 N. Shadeland Ave. #216 Indianapolis In. 46250, , ** not provided **, N/A, 00000; Not Investment-Related; 04/15/1985; 60 during trading hours; 60 hours per month / Outside Employment; R. Joseph Stark Jr. CPA; Other; 7202 N. Shadeland Ave. #216 Indianapolis In. 46250, , ** not provided **, N/A, 00000; Not Investment-Related; 04/15/1985; 60 during trading hours; 60 hours per month.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1995-10-10
  • S63 Uniform Securities Agent State Law Examination
    1995-10-10
Other Names
  • R. Joseph Stark

View on SEC IAPD

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