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Joel Duane Spry

Rbc Capital Markets, LLC

Venice, FL

Shoreview, MN

Minneapolis, MN

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-07-12
MN RA APPROVED 2023-02-01
TX RA APPROVED 2023-02-01
  • FL RA
    APPROVED
    Since 2023-07-12
  • MN RA
    APPROVED
    Since 2023-02-01
  • TX RA
    APPROVED
    Since 2023-02-01

Branch Locations

Venice, FL • United States

520 West Highway 96 Suite 100, Shoreview, MN 55126-1904 • United States

Minneapolis, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Bloomington MN 05/2010 11/2016
Wells Fargo Clearing Services, Llc Bloomington MN 11/2016 02/2023
Rbc Capital Markets, Llc Shoreview MN 02/2023 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-07-06
S63 Uniform Securities Agent State Law Examination 2007-03-15
  • S66 Uniform Combined State Law Examination
    2010-07-06
  • S63 Uniform Securities Agent State Law Examination
    2007-03-15
Other Names
  • J D Spry
  • Joel D Spry

View on SEC IAPD

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