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730 Third Avenue, New York, NY 10017-3206 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-06-21 |
| CT | RA | APPROVED | 2017-11-17 |
Branch Locations
225 High Ridge Road Suite# 115E, Stamford, CT 06905 • United States
Tuckahoe, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fidelity Brokerage Services Llc | Greenwich | CT | 10/2013 | 10/2017 |
| Tiaa | Stamford | CT | 11/2017 | Present |
| Tiaa-Cref Individual & Institutional Services, Llc | Stamford | CT | 11/2017 | Present |
| Strategic Advisers, Inc. | Greenwich | CT | 11/2013 | 09/2017 |
EASTCHESTER TRAFFIC AND PARKING ADVISORY COMMITTEE POSITION: board member NATURE: Eastchester Traffic and Parking Advisory Committee is an advisory board that discusses and reviews issues related to parking and traffic within the town of Eastchester NY. Suggestions are passed along to the town board INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2016 ADDRESS: 40 mill road, Eastchester NY 10707, United States DESCRIPTION: monthly meetings to answer questions from the public and define implementation strategies
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-12-23 |
| S63 | Uniform Securities Agent State Law Examination | 1995-12-22 |
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