Scott J Finnegan

Current Employers

Employment History

• 04/2012 → 09/2018
  Stira Capital Markets Group, Llc
  Irvine, CA
• 04/2012 → 09/2018
  Steadfast Companies
  Irvine, CA
• 11/2018 → 02/2020
  Shopoff Securities Inc
  Irvine, CA
• 02/2020 → 04/2020
  Select Capital Corporation
  San Juan Capistrano, CA
• 07/2020 → 11/2021
  Triton Pacific Securities
  Dana Point, CA
• 11/2021 → Present
  Centaurus Financial, Inc.
  Anaheim, CA

Previous Registrations

• 2006-08-28 → 2007-05-04
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Los Angeles, CA

Other Businesses

1. ALPHA III WEALTH MANAGEMENT POSITION: Financial Representative NATURE: DBA for branding and marketing purposes. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 04/01/2023 ADDRESS: 320 E. Neider Avenue, Suite #103, Coeur D'Alene ID 83815, United States DESCRIPTION: DBA for branding and marketing purposes 2. Van Down by the River LLC, investment related, 68 Northfork Drive, Ahsahka, ID 83520, property management, mobile home park with 16 lots, partner, since 1/31/2022, devoted time is 3 hours a month, monthly meetings to discuss how we can improve the property, we have property managers on site and this is a passive investment. 3. FINNEGAN FINANCIAL LLC POSITION: Owner NATURE: Business entity to handle finances INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 05/15/2024 ADDRESS: 1883 N. Wildwood St, Suite F, Boise ID 83713, United States DESCRIPTION: Business entity to handle finances

Exams

• S65 Uniform Investment Adviser Law Examination
  2022-06-13
• S63 Uniform Securities Agent State Law Examination
  1996-05-03

Other Names

• Scott James Finnegan
• Scott Finnegan