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Anthony William Simor

Osaic Wealth, Inc.

Southfield, MI

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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-05-14
OH RA APPROVED 2019-01-04
MI RA APPROVED 2018-11-02
  • TX RA
    APPROVED_RES
    Since 2024-05-14
  • OH RA
    APPROVED
    Since 2019-01-04
  • MI RA
    APPROVED
    Since 2018-11-02

Branch Locations

28411 Northwestern Hwy Suite 1300, Southfield, MI 48034 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Signator Investors, Inc. Boston MA 08/1995 11/2018
Osaic Wealth, Inc. Southfield MI 11/2018 Present
  • 08/1995 → 11/2018
    Signator Investors, Inc.
    Boston, MA
  • 11/2018 → Present
    Southfield, MI
Previous Registrations
  • 2010-02-10 → 2018-11-02
    Signator Investors, Inc.
    Southfield, MI
    Southfield, MI
Other Businesses

1. MICHIGAN FINANCIAL COMPANIES-INSURANCE BROKER POSITION: Agent, ETC NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 07/01/1995 ADDRESS: 28411 Northwestern Hwy, Suite 1300, Southfield MI 48034, United States DESCRIPTION: Sales/Marketing of Fixed Annuities and non-variable insurance. 2. MICHIGAN FINANCIAL COMPANIES-IAR POSITION: Agent, ETC NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 07/01/1995 ADDRESS: 28411 Northwestern Hwy, Suite 1300, Southfield MI 48034, United States DESCRIPTION: Sales/marketing of securities, investment advisory and insurance products.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-11-23
S63 Uniform Securities Agent State Law Examination 1995-11-22
  • S65 Uniform Investment Adviser Law Examination
    1998-11-23
  • S63 Uniform Securities Agent State Law Examination
    1995-11-22
Other Names
  • Anthony W Simor

View on SEC IAPD

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