Lotay Yang

Current Employers

Employment History

• 05/2015 → 07/2017
  Waddell & Reed, Inc
  Pasadena, CA
• 05/2015 → 07/2017
  Various Insurance Carriers For W&R Insurance Agencies
  Sherwood Forest, CA
• 08/2017 → Present
  Black Card Circle
  Sherwood Forest, CA
• 06/2018 → Present
  Allstate Insurance Company
  Malibu, CA
• 01/2018 → Present
  Black Card Circle Ria
  Sherwood Forest, CA

Previous Registrations

• 2018-08-17 → 2018-10-08
  Allstate Financial Advisors, Llc
  Malibus, CA
• 2015-05-27 → 2017-08-09
  Waddell & Reed
  Thousand Oaks, CA
  Las Vegas, NV
  Pasadena, CA
• 2013-03-07 → 2015-05-27
  Wells Fargo Clearing Services, Llc
  El Segundo, CA
  Seal Beach, CA
• 2004-04-06 → 2005-04-26
  Banc Of America Investment Services, Inc.
  Westlake , CA
• 2003-07-11 → 2003-10-09
  Charles Schwab & Co., Inc.
  Woodland Hills, CA
• 2000-01-08 → 2003-05-02
  Strategic Advisers Llc
  Los Angeles , CA

Other Businesses

Various Insurance Companies; Is the business investment related: Yes; Location of the business: 21200 W. Oxnard St, Unit 6301, Woodland Hills, CA, USA, 91325; Description of the business: Life Insurance, Fixed Annuities, and Fixed Index Annuities.; Position Title: Insurance Agent; Responsibilities Duties: Risk Transference, Risk Management; Start date with business: 2018-01-08; Hours devoted to business during trading hours: 16; Hours devoted to business outside trading hours: 32; Percentage of total yearly compensation expected to be derived from the business: 25; Lotay Yang is an Actor; Investment related: No; Location: PO Box 230345 Las Vegas NV 89105; Description and Responsibilities: Actor in the Hollywood Motion Picture "The Razor's Edge" starring Tommy Lee Jones and James Franco.; Start date: 2024-07-25; Hours per month devoted to business during trading hours: 0; Hours per month devoted to business outside trading hours: 8; Percentage of total yearly compensation expected to be derived from the business: 1. Lotay Yang is the Executive Producer; Investment related: No; Location: PO Box 230345 Las Vegas NV 89105; Description and Responsibilities: Executive Producer of the Hollywood Motion Picture "The Razor's Edge" starring Tommy Lee Jones and James Franco.; Start date: 2024-07-25; Hours per month devoted to business during trading hours: 0; Hours per month devoted to business outside trading hours: 11; Percentage of total yearly compensation expected to be derived from the business: 2. Lotay Yang is the Chief Financial Officer at General Human; Investment related: No; Location: PO Box 230345 Las Vegas NV 89105; Description: General Human is a next-generation creative, strategic, and technology company operating at the intersection of storytelling, spatial computing, artificial intelligence, and advanced media formats. The company develops premium cinematic content, immersive narrative systems, and human-centred innovation strategies for partners navigating the shift from traditional media to next-generation experience. General Human functions as both an elite creative agency and a long-term strategic partner-working with organizations that value cultural intelligence, ethical design, and lasting impact.; Start date: 2026-02-23; Hours per month devoted to business during trading hours: 0; Hours per month devoted to business outside trading hours: 10; Percentage of total yearly compensation expected to be derived from the business: 1.

Exams

• S66 Uniform Combined State Law Examination
  2013-02-09
• S65 Uniform Investment Adviser Law Examination
  1998-05-26
• S63 Uniform Securities Agent State Law Examination
  1995-10-09

Designations