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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2021-09-02 |
| TX | RA | APPROVED | 2021-09-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Gadsden | AL | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Gadsden | AL | 11/2016 | 09/2021 |
| Wells Fargo Advisors Financial Network, Llc | Gadsden | AL | 09/2021 | Present |
SIMMONS & STARZL WEALTH MANAGEMENT LLC, INV RELATED, GADSDEN, AL, 50% OWNERSHIP, START 9/7/2021, 160 HRS PER MONTH, 140 HRS DURING TRADING, FINET PRACTICE.; BAYSTREET MANAGEMENT LLC, INV RELATED, GADSDEN, AL, 50% OWNERSHIP, START 6/1/2021, 1 HOUR PER MONTH, ZERO HOURS DURING TRADING, HOLDS PRACTICE BUILDING.; CO-TRUSTEE FOR SIMMONS & STARZL WEALTH 401K, INV RELATED, GADSDEN, AL, START: 2/24/2023, LESS THAN 1 HOUR A MONTH, LESS THAN 1 HOUR DURING TRADING, FINET PRACTICE 401K.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-06-20 |
| S63 | Uniform Securities Agent State Law Examination | 1996-07-25 |
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