Thomas Gregory Rueckl

Current Employers

Employment History

• 07/2011 → 04/2022
  Bmo Harris Bank
  Milwaukee, WI
• 08/2012 → 04/2022
  Bmo Harris Financial Advisors, Inc.
  Green Bay, WI
• 03/2021 → 04/2022
  Lpl Financial Llc
  Green Bay, WI
• 04/2022 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Green Bay, WI
• 05/2022 → Present
  Bank Of America, N.A.
  Green Bay, WI
• 03/2026 → Present
  Strive Financial Group, Llc
  Luxemburg, WI

Previous Registrations

• 2022-04-08 → 2026-03-15
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Green Bay, WI
  Port Charlotte, FL
• 2021-03-24 → 2022-06-16
  Lpl Financial Llc
  Green Bay, WI
• 2012-08-01 → 2021-03-24
  Bmo Harris Financial Advisors, Inc.
  Green Bay, WI
  Casco, WI
  Chicago, IL
• 2005-09-15 → 2012-08-01
  M&I Financial Advisors, Inc
  Green Bay, WI
  Green Bay, WI
  Green Bay, WI
  Casco, WI
  Green Bay, WI
• 2010-04-28 → 2012-04-19
  M&I Investment Management Corp.
  Milwaukee, WI

Other Businesses

I*816235 For profit or not for profit: Entity For Profit Name of outside business organization: BombZ Etsy Store Investment related: N Address of business: Luxemburg, Wisconsin, 54217 Nature of business: ["Sole Proprietorship"] Position, title, association: ["Owner"], Start date of relationship: 4/15/2022 Number of hours devoted: 4 hour(s) Monthly Number o I*815232 For profit or not for profit: Entity For Profit Name of outside business organization: Rental properties Investment related: N Address of business: Luxemburg, Wisconsin, 54217 Nature of business: ["Sole Proprietorship"] Position, title, association: ["Owner"], Start date of relationship: 4/15/2022 Number of hours devoted: 4 hour(s) M 4. Thomas G. Rueckl will own and operate a business. Thomas has purchased a percentage of the Northbrook Golf and Grill. He will be an owner and serve on the advisory board. He will dedicate 6 hours a month of this activity. The grill is located at 407 Northbrook Road, Luxemburg, WI. The website is www.northbrookcc.com. The activity is not securities investment related. I*815234 For profit or not for profit: Entity For Profit Name of outside business organization: Condos at the Brook LLC Investment related: N Address of business: Luxemburg, Wisconsin, 54217 Nature of business: ["Limited Liability Company"] Position, title, association: ["General Partner/Managing Member","Owner"], Start date of relationship: 1/1/2020 Number of hours devoted: 25 hour(s) M I*816237 For profit or not for profit: Entity Charitable Name of outside business organization: Ribbon of Hope Foundation, Inc. Investment related: N Address of business: DePere, Wisconsin, 54217 Nature of business: ["Charitable Organization"] Position, title, association: ["Board Member"], Start date of relationship: 4/15/2022 Number of hours devoted: 4 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: , This is a local breast cancer support charity founded in part by my mother. www. ribbonofhope.com I have been a board member for the past 12 years and am a past President. I*816233 For profit or not for profit: Entity For Profit Name of outside business organization: New Northbrook Investors, LLC Investment related: N Address of business: Luxemburg, Wisconsin, 54217 Nature of business: ["Limited Liability Company"] Position, title, association: ["Owner"], Start date of relationship: 3/23/2018 Number of hours devoted: 4 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: , I am a 12.5% owner of this LLC. This is one part of a golf course and Restaurant doing business as "Northbrook Golf and Grill" at , Luxemburg, Wisconsin. Along with 7 other owners, I assist in decisions regarding the daily and long term operation of the business. This oversight is more akin to a Board position, as opposed to "active" management and the business is run by a management team. I*816234 For profit or not for profit: Entity For Profit Name of outside business organization: Northbrook LLC Investment related: N Address of business: Luxemburg, Wisconsin, 54217 Nature of business: ["Limited Liability Company"] Position, title, association: ["Owner"], Start date of relationship: 3/23/2018 Number of hours devoted: 4 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: , I am a 12.5% owner of this LLC. This is the second part of a golf course and Restaurant doing business as "Northbrook Golf and Grill", Luxemburg, Wisconsin. Along with 7 other owners, I assist in decisions regarding the daily and long term operation of the business. This oversight is more akin to a Board position, as opposed to "active" management and the business is run by a management team.

Exams

• S65 Uniform Investment Adviser Law Examination
  2005-10-10
• S63 Uniform Securities Agent State Law Examination
  1995-10-26

Designations

Other Names

• Tom Rueckl