Guido Mogatti Sarcione

Employer firm

Integrated Wealth Concepts LLC CRD 284656

$23.6B regulatory AUM 875 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2015 → 03/2017
  Metlife Securities Inc.
  East Providence, RI
• 03/2017 → 12/2017
  Mml Investors Services, Llc
  East Providence, RI
• 12/2017 → Present
  Lpl Financial, Llc
  Cranston, RI
• 11/2017 → Present
  Integrated Wealth Concepts Llc
  Cranston, RI

Previous Registrations

• 2010-06-15 → 2020-02-10
  Mariner
  Overland Park,, KS
• 2017-03-25 → 2017-12-22
  Mml Investors Services, Llc
  East Providence, RI
• 2015-01-02 → 2017-03-25
  Msi Financial Services, Inc.
  East Providence, RI
• 2002-07-24 → 2015-01-02
  New England Securities
  Providence, RI
  East Providence, RI
  Warwick, RI
  Franklin, MA
  Milford, MA
  Medfield, MA
  Franklin, MA

Other Businesses

1. 12/18/2017 - RENTAL PROPERTY/ REAL ESTATE RENTAL/ 0%/ 365 MOUNT CLEVELAND RD, BETHLEHEM, NH 03574-4958 2. 12/18/2017 - RENTAL PROPERTY/ REAL ESTATE RENTAL/ 0%/ 74 WALLACE HILL RD, FRANCONIA, NH 03580-4900 3. 12/18/2017 - INTEGRATED FINANCIAL PARTNERS/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ 100%/ CRANSTON, RI 4. 12/18/2017 - GUIDO SARCIONE/ NON-VARIABLE INSURANCE/ 5%/ CRANSTON, RI 5. 12/18/2017 - RENTAL PROPERTY/ REAL ESTATE RENTAL/ 0%/ 39 SARANAC ST, LITTLETON, NH 03561-4030 6. 12/20/2017 - Integrated Wealth Concepts, LLC - DBA: Integrated Financial Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Start Date 11/17/2017 - 160 Hours Per Month / 8 Hours During Trading - 100% Time Spent - I provide investment advisory services through Integrated Wealth Concepts, LLC, an independent investment advisor firm. I started this business activity in December 2017. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 7. 12/20/2017 - Integrated Wealth Concepts LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start Date 11/17/2017 - 160 Hours Per Month / 8 Hours During Trading - 100% Time Spent - I provide investment advisory services through Integrated Wealth Concepts, LLC, an independent investment advisor firm. I started this business activity in December 2017. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 8. 3/20/2018 - No Business Name - Investment Related - Home Based & Bethlehem, NH 03574 - Real Estate Rental - Started 03/06/2018 - 15 Hours Per Month/0 Hours During Securities Trading - Purchased a new rental property in NH. 9. 5/4/2021 - Integrated Partners - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 05/01/2021 - 1 Hour Per Month/1 Hour During Securities Trading. 10. 5/5/2021 - Integrated Wealth Concepts - DBA: (Hybrid) Integrated Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Start Date: 05/01/2021 - 1 Hour Per Month/1 Hour During Securities Trading. 11. 11/22/2022 - No Business Name - Investment Related - Bethlehem, NH 03574 - Real Estate Rental - Management, rental and maintenance - Start Date - 09/01/2022 - 5 Hours Per Month/0 Hours During Securities Trading 12. 3/31/2023 - No Business Name - Investment Related - Bethlehem, NH 03574 - Real Estate Rental - Start Date - 12/21/2018 - 3 Hours Per Month/0 Hours During Securities Trading 13. 01/22/2024 - Real Estate Rental - Littleton, NH - Investment Related - Start Date 06/01/2024 - 4 Hours Per Month/ 0 Hours During Trading

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-07-01
• S63 Uniform Securities Agent State Law Examination
  1996-02-16

Designations

• Chartered Financial Consultant