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805 Broadway St. Suite 400, Vancouver, WA 98660 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2023-08-21 |
Branch Locations
805 Broadway St. Suite 400, Vancouver, WA 98660 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Baker Ellis Asset Management Llc | Vancouver | WA | 02/2002 | Present |
Name: Minam River Ranch LLC dba Minam River Lodge. Investment-related: No. Address: 1075 NW Northrup St. Unit 2712, Portland OR 97209. Nature of the business: Hospitality. Position: Owner. Start date: 8/13/2011. Approximate number of hours/month devoted to the business: 80 hours per month. Number of hours devoted to the business during securities trading hours: 20 hours per month. Brief description of duties: Oversee staff.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1996-02-20 |
| S65 | Uniform Investment Adviser Law Examination | 1995-09-27 |
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