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Current Employers
Andrew Garrett Inc.

230 Park Avenue 3Rd Floor West, New York, NY 10169 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2017-06-14
  • CA RA
    APPROVED
    Since 2017-06-14

Branch Locations

Palo Alto, CA • United States

230 Park Ave 3Rd Floor West, New York, NY 10169 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Andrew Garrett, Inc Palo Alto CA 08/2008 Present
Other Businesses

JUNG CHANG, EA; NOT INVESTMENT RELATED; 135 FREMONT AVE, LOS ALTOS, CA 94022; BUSINESS IS FOR TAX PREPARATION AND ACCOUNTING- TITLE: OWNER; SINCE 1996; 10-12 HRS/WEEK TOTAL, 5-6 HRS/WEEK DURING TRADING HOURS; DUTIES: PREPARE TAXES AND PROVIDE ACCOUNTING SERVICE

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-05-22
S65 Uniform Investment Adviser Law Examination 2005-10-06
S63 Uniform Securities Agent State Law Examination 1995-11-07
  • S66 Uniform Combined State Law Examination
    2017-05-22
  • S65 Uniform Investment Adviser Law Examination
    2005-10-06
  • S63 Uniform Securities Agent State Law Examination
    1995-11-07

View on SEC IAPD

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