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Jack Lewis Shaw

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Gilbert, AZ

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-02-15
CA RA APPROVED 2009-10-27
  • TX RA
    APPROVED_RES
    Since 2013-02-15
  • CA RA
    APPROVED
    Since 2009-10-27

Branch Locations

275 E Rivulon Blvd, Gilbert, AZ 85297 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Mesa AZ 10/2009 Present
Previous Registrations
  • 2009-10-07 → 2009-10-23
    Banc Of America Investment Services, Inc.
    Scottsdale, AZ
    Mesa, AZ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-10-02
S63 Uniform Securities Agent State Law Examination 1995-10-18
  • S66 Uniform Combined State Law Examination
    2009-10-02
  • S63 Uniform Securities Agent State Law Examination
    1995-10-18
Other Names
  • Jack Lewis Shaw
  • Jack Lewis Shaw

View on SEC IAPD

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Other Offices

WATTS GWILLIAM & COMPANY, LLC · GILBERT, AZ
WATTS GWILLIAM & COMPANY, LLC · GILBERT, AZ
CETERA INVESTMENT ADVISERS LLC · GILBERT, AZ
STATE FARM INVESTMENT MANAGEMENT CORP. · Gilbert, AZ
EDWARD JONES · GILBERT, AZ
MONEY CONCEPTS CAPITAL CORP · GILBERT, AZ
BRIGHTGUIDE FINANCIAL · GILBERT, AZ
KINGSLEY WEALTH PARTNERS, INC. · GILBERT, AZ

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