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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2013-01-09 |
| CA | RA | APPROVED | 2010-07-07 |
Branch Locations
555 California St Investment Solutions Group, San Francisco, CA 94104 • United States
3455 Peachtree Rd Ne Investment Solutions Group, Atlanta, GA 30326 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | San Francisco | CA | 06/2010 | Present |
1. FOR PROFIT OR NOT FOR PROFIT: FOR PROFIT 2. NAME OF OUTSIDE BUSINESS ORGANIZATION: GROBECKER REAL ESTATE HOLDINGS 3. INVESTMENT RELATED: (YES OR NO): NO 4. ADDRESS OF BUSINESS: BRENTWOOD CA 94513 5. NATURE OF BUSINESS: RENTAL PROPERTY LLC 6. YOUR POSITION, TITLE, ASSOCIATION: HOME OWNER 7. START DATE OF RELATIONSHIP: 12/29/11 8. NUMBER OF HOURS DEVOTED PER MONTH: NONE 9. NUMBER OF HOURS DEVOTED DURING SECURITIES TRADING HOURS: NONE 10. YOUR DUTIES: THIS IS AN LLC WHERE WE HAVE A RENTAL HOME GENERATING MONTHLY INCOME BEING DEPOSITED INTO MY MERRILL CMA. I DO NOT HAVE A TITLE, OR SPEND ANY TIME WITH THE LLC. THIS HAS BEEN ESTABLISHED TO LIMIT OUR LIABILITY WITH THE RENTAL PROPERTY.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-11-22 |
| S63 | Uniform Securities Agent State Law Examination | 1997-01-27 |
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