Stephen M Grobecker

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2010 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  San Francisco, CA

Previous Registrations

• 2007-06-08 → 2010-06-23
  Strategic Advisers Llc
  San Francisco, CA
• 2007-01-17 → 2007-04-27
  Harrisdirect Llc
  Boston, MA
• 2000-01-13 → 2006-12-18
  Strategic Advisers Llc
  Providence, RI

Other Businesses

1. FOR PROFIT OR NOT FOR PROFIT: FOR PROFIT 2. NAME OF OUTSIDE BUSINESS ORGANIZATION: GROBECKER REAL ESTATE HOLDINGS 3. INVESTMENT RELATED: (YES OR NO): NO 4. ADDRESS OF BUSINESS: BRENTWOOD CA 94513 5. NATURE OF BUSINESS: RENTAL PROPERTY LLC 6. YOUR POSITION, TITLE, ASSOCIATION: HOME OWNER 7. START DATE OF RELATIONSHIP: 12/29/11 8. NUMBER OF HOURS DEVOTED PER MONTH: NONE 9. NUMBER OF HOURS DEVOTED DURING SECURITIES TRADING HOURS: NONE 10. YOUR DUTIES: THIS IS AN LLC WHERE WE HAVE A RENTAL HOME GENERATING MONTHLY INCOME BEING DEPOSITED INTO MY MERRILL CMA. I DO NOT HAVE A TITLE, OR SPEND ANY TIME WITH THE LLC. THIS HAS BEEN ESTABLISHED TO LIMIT OUR LIABILITY WITH THE RENTAL PROPERTY.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-11-22
• S63 Uniform Securities Agent State Law Examination
  1997-01-27

Other Names

• Stephen M Grobecker
• Stephen Michael Grobecker