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Andrew Edward Keith

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Waltham, MA

Charlotte, NC

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2016-10-03
  • CT RA
    APPROVED
    Since 2016-10-03

Branch Locations

1025 Main St, Waltham, MA 02451 • United States

620 S Tryon St, Charlotte, NC 28255 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Boston MA 03/2008 Present
Bank Of America, N.A. Boston MA 03/2008 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-09-30
S63 Uniform Securities Agent State Law Examination 1995-10-10
  • S65 Uniform Investment Adviser Law Examination
    2016-09-30
  • S63 Uniform Securities Agent State Law Examination
    1995-10-10
Other Names
  • Andy Keith

View on SEC IAPD

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