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Pilar Urrego

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Miami, FL

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-05-10
FL RA APPROVED 2018-04-19
  • TX RA
    APPROVED_RES
    Since 2018-05-10
  • FL RA
    APPROVED
    Since 2018-04-19

Branch Locations

701 Brickell Ave, Miami, FL 33131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hsbc Bank Usa, N.A. Miami FL 08/2016 02/2018
Hsbc Securities Usa Inc Miami FL 08/2016 02/2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated Miami FL 03/2018 Present
Bank Of America, N.A. Miami FL 04/2018 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-11-03
S63 Uniform Securities Agent State Law Examination 1995-10-19
  • S66 Uniform Combined State Law Examination
    2006-11-03
  • S63 Uniform Securities Agent State Law Examination
    1995-10-19
Other Names
  • Pilar Urregosamiento
  • Pilar Urrego
  • Pilar Urrego
  • Pilar Urregosarmiento
  • Pilar Urrego-Sarmiento
  • Pilar Urrego Sarmiento

View on SEC IAPD

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