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Gary Wayne Kearney

Raymond James & Associates, Inc.

Rogers, AR

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2014-06-26
AR RA APPROVED 2006-05-24
  • TX RA
    APPROVED_RES
    Since 2014-06-26
  • AR RA
    APPROVED
    Since 2006-05-24

Branch Locations

3300 Market Street Suite 120, Rogers, AR 72758 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates Rogers AR 05/2006 Present
  • 05/2006 → Present
    Raymond James & Associates
    Rogers, AR
Previous Registrations
  • 2001-02-28 → 2006-05-19
    Morgan Stanley Dw Inc.
    Rogers, AR
    Rogers, AR
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-18
S63 Uniform Securities Agent State Law Examination 1999-09-24
  • S65 Uniform Investment Adviser Law Examination
    1999-12-18
  • S63 Uniform Securities Agent State Law Examination
    1999-09-24
Other Names
  • Gary W Kearney

View on SEC IAPD

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GUARDIAN FINANCIAL, INC.
THRASHER & CHAMBERS WEALTH MANAGEMENT, LLC
LPL FINANCIAL LLC
PRIVATE ADVISOR GROUP, LLC
STATE FARM INVESTMENT MANAGEMENT CORP.

Other Investors

KIMBERLY DAWN SMITH
Sabrina Phillips Freeman
Garret Benson
BART PATRICK ALLARD
TONYA GAY FULCHER
TONY JEROME HANSMANN
MARK WESLEY CHAMBERS
Trey Alan Taylor

Other Offices

SOWELL MANAGEMENT · Rogers, AR
BANKERS LIFE ADVISORY SERVICES, INC. · Bentonville, AR
CETERA INVESTMENT ADVISERS LLC · ROGERS, AR
GUARDIAN FINANCIAL, INC. · BENTONVILLE, AR
THRASHER & CHAMBERS WEALTH MANAGEMENT, LLC · BENTONVILLE, AR
LPL FINANCIAL LLC · ROGERS, AR
PRIVATE ADVISOR GROUP, LLC · ROGERS, AR
STATE FARM INVESTMENT MANAGEMENT CORP. · ROGERS, AR

More in Rogers, AR

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