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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2015-04-16 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Cascade | IA | 08/2001 | Present |
1. 3/12/2013: NON-VARIABLE INSURANCE DBA - COOPER FINANCIAL SERVICES, INC. - BEFORE JOINING LPL I OWNED THIS INSURANCE AGENCY. I WISH TO CHANGE THE NAME BACK TO COOPER FINANCIAL SERVICES, INC. (WHICH WAS PREVIOUSLY APPROVED SEVERAL YEARS AGO BY LPL). - TIME SPENT 30% - CASCADE, IA. 2. 05/13/2014 - COOPER INSURANCE SERVICES -NON-VARIABLE INSURANCE - OWNER OF NON-VARIABLE INSURANCE AGENCY. WILL HAVE ONE EMPLOYEE DEVOTED TO SALES UNDER THIS AGENCY. WILL BEGIN WITH LIFE, HEALTH AND DISABILITY. LONG TERM PLAN IS TO ADD P&C AND FARM INSURANCE. - TIME SPENT 20% - CASCADE, IA. 3. 4/20/2017 - Cooper Insurance Services, Inc. - Investment Related - At Reported Business Location(s) - Property and Casualty - Start 05/01/2017 - 20 Hours Per Month/8 Hours During Securities Trading. 4. 10/03/2019 - No business name - Investment related - At reported business location(s) - Notary Public - start date:08/23/2012 - 1 hr/mo - 1 hr during trading. 5. 06/17/2024 - Inv Related - At Reported Business Location(s) - Real Estate Rental - Started: 9/19/2012 - 1 Hr/Mo; 0 Hr During Trading.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1997-12-06 |
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