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Amy Marie Cooper

LPl Financial LLC

Cascade, IA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2015-04-16
  • IA RA
    APPROVED
    Since 2015-04-16

Branch Locations

400 1St Ave W, Cascade, IA 52033 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Cascade IA 08/2001 Present
Other Businesses

1. 3/12/2013: NON-VARIABLE INSURANCE DBA - COOPER FINANCIAL SERVICES, INC. - BEFORE JOINING LPL I OWNED THIS INSURANCE AGENCY. I WISH TO CHANGE THE NAME BACK TO COOPER FINANCIAL SERVICES, INC. (WHICH WAS PREVIOUSLY APPROVED SEVERAL YEARS AGO BY LPL). - TIME SPENT 30% - CASCADE, IA. 2. 05/13/2014 - COOPER INSURANCE SERVICES -NON-VARIABLE INSURANCE - OWNER OF NON-VARIABLE INSURANCE AGENCY. WILL HAVE ONE EMPLOYEE DEVOTED TO SALES UNDER THIS AGENCY. WILL BEGIN WITH LIFE, HEALTH AND DISABILITY. LONG TERM PLAN IS TO ADD P&C AND FARM INSURANCE. - TIME SPENT 20% - CASCADE, IA. 3. 4/20/2017 - Cooper Insurance Services, Inc. - Investment Related - At Reported Business Location(s) - Property and Casualty - Start 05/01/2017 - 20 Hours Per Month/8 Hours During Securities Trading. 4. 10/03/2019 - No business name - Investment related - At reported business location(s) - Notary Public - start date:08/23/2012 - 1 hr/mo - 1 hr during trading. 5. 06/17/2024 - Inv Related - At Reported Business Location(s) - Real Estate Rental - Started: 9/19/2012 - 1 Hr/Mo; 0 Hr During Trading.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1997-12-06
  • S63 Uniform Securities Agent State Law Examination
    1997-12-06
Designations
Other Names
  • Amy Marie Neiers

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