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Current Employers
Park Avenue Securities Llc

10 Hudson Yards, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-01-09
CA RA APPROVED 2023-06-22
NH RA APPROVED 2022-08-10
NY RA APPROVED 2021-04-16
ME RA APPROVED 2021-03-11
KY RA APPROVED 2021-01-06
FL RA APPROVED 2016-02-02
  • TX RA
    APPROVED
    Since 2026-01-09
  • CA RA
    APPROVED
    Since 2023-06-22
  • NH RA
    APPROVED
    Since 2022-08-10
  • NY RA
    APPROVED
    Since 2021-04-16
  • ME RA
    APPROVED
    Since 2021-03-11
  • KY RA
    APPROVED
    Since 2021-01-06
  • FL RA
    APPROVED
    Since 2016-02-02

Branch Locations

800 Westchester Avenue 4Th Floor Suite N409, Rye Brook, NY 10573 • United States

Larchmont, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Guardian Life Ins Rye Brook NY 06/2015 Present
Park Avenue Securities Rye Brook NY 08/2015 Present
Guardian Life Insurance Company Larchmont NY 06/2024 Present
Park Avenue Securities Larchmont NY 06/2024 Present
  • 06/2015 → Present
    Guardian Life Ins
    Rye Brook, NY
  • 08/2015 → Present
    Park Avenue Securities
    Rye Brook, NY
  • 06/2024 → Present
    Guardian Life Insurance Company
    Larchmont, NY
  • 06/2024 → Present
    Park Avenue Securities
    Larchmont, NY
Other Businesses

1. Insurance not offered through Guardian-Independent agent selling insurance-based products other than those offered through Guardian and its subsidiaries, Start: 11/01/2016, Address: 800 Westchester Ave Suite N409; Rye Brook, NY 10543, Hrs per month - tot/bus: 10/5, Investment related, >10% annual compensation,

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-10-19
S63 Uniform Securities Agent State Law Examination 2009-11-17
  • S66 Uniform Combined State Law Examination
    2015-10-19
  • S63 Uniform Securities Agent State Law Examination
    2009-11-17
Designations
Other Names
  • Jeffrey Bert Wertheim

View on SEC IAPD

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