Gabriel Johanan Smith

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2010 → Present
  Cambridge Investment Research, Inc
  Fairfield, IA
• 05/2010 → Present
  Cambridge Investment Research Advisors, Inc
  Fairfield, IA

Previous Registrations

• 2008-12-02 → 2010-06-08
  Edward Jones
  Columbia, SC

Other Businesses

1) FINANCIAL EAGLE LLC, 220 Blanding Street, 104, Columbia SC 29201, United States, 7/2016, BRANCH MANAGER, DBA NAME, INV REL, 175 HR/MO, 120 HRS/MO TRADING. 2) INDEPENDENT INSURANCE AGENT, 1109 KNOX ABBOTT DR, CAYCE, SC, 5/2010 FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, INV REL, 1 HR/MO, .25/MO TRADING. 3) VILLAGE OF HOPE COMMUNITY DEVELOPMENT ORPORATION, PO BOX 44, COLUMBIA, SC, 01/2007, FINANCE CHAIRMAN, NON-PROFIT, NIR, 1.5 HRS/MO, 0 HR/MO TRADING. 4) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, 05/17/2010, Director, AS ADVISORY REP OF A RIA, INV REL, 80 HR/MO, 24 HR/MO TRADING. 5) FINANCIAL EAGLE, 220 Blanding Street, 104, Columbia SC 29201, United States, 07/01/2016, Director, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, INV REL, 70 HRS/MO, 24 HR/MO TRADING.

Exams

• S66 Uniform Combined State Law Examination
  2008-11-29
• S63 Uniform Securities Agent State Law Examination
  1999-12-13

Other Names

• Gabe Smith