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601 Office Center Drive Suite 300, Fort Washington, PA 19034-3232 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2020-06-17 |
Branch Locations
111 Congressional Blvd. Suite 100, Carmel, IN 46032 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Paychex, Inc. | Indianapolis | IN | 03/2016 | 02/2017 |
| Paychex Securities Corporation | Indianapolis | IN | 06/2016 | 02/2017 |
| Principal Life Insurance Company | Indianapolis | IN | 02/2017 | 03/2020 |
| Principal Securities, Inc. | Indianapolis | IN | 03/2017 | 03/2020 |
| Lincoln Investment | Fort Washington | PA | 06/2020 | Present |
Shepherd Financial, LLC Position: Client relationship consultant Nature: IRIA, Retirement Plan Consulting Investment Related: Yes Hours: 150 Securities Trading Hours: 130 Start Date: 5/11/2020 Address: 111 Congressional Blvd Suite 100 Carmel, IN 46032 Description: Responsible for client service to retirement plan clients.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-07-11 |
| S63 | Uniform Securities Agent State Law Examination | 2017-05-25 |
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