Kwun (kevin) Yue Wong

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2025-11-05
PA	RA	APPROVED	2021-06-22
DE	RA	APPROVED	2021-06-09
NJ	RA	APPROVED	2021-06-09

TX RA
APPROVED_RES

Since 2025-11-05
PA RA
APPROVED

Since 2021-06-22
DE RA
APPROVED

Since 2021-06-09
NJ RA
APPROVED

Since 2021-06-09

Branch Locations

116 Kings Highway East, Haddonfield, NJ 08033 • United States

2335 Church Road, Cherry Hill, NJ 08002 • United States

151 Lantana Drive, Hockessin, DE 19707 • United States

367 West Lancaster Ave, Wayne, PA 19087 • United States

201 West State Street, Media, PA 19063 • United States

1792 Lancaster Ave, Paoli, PA 19301 • United States

Voorhees, NJ • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Cco Investment Services Corp	Paoli	PA	05/2013	01/2020
M&T Securities	Wilmington	DE	01/2020	06/2021
Lpl Financial Llc	Wilmington	DE	06/2021	Present

05/2013 → 01/2020

Cco Investment Services Corp

Paoli, PA
01/2020 → 06/2021

M&T Securities

Wilmington, DE
06/2021 → Present

Lpl Financial Llc

Wilmington, DE

Previous Registrations

2020-01-27 → 2021-06-09

M&T Securities, Inc.

Baltimore, MD

West Chester, PA

Hockessin, DE

Wilmington, DE

Wilmington, DE

Philadelphia, PA

Cherry Hill, NJ

Haddonfield, NJ
2013-05-31 → 2020-01-15

Citizens Securities, Inc.

Paoli, PA

Paoli, PA

Philadelphia, PA

Chester Springs, PA

Phoenixville, PA

Norristown, PA

Philadelphia, PA

Conshohocken, PA
2006-05-03 → 2013-05-28

Hsbc Securities (Usa) Inc.

Philadelphia, PA

Philadelphia, PA

Philadelphia, PA

Wilmington, DE

Philadelphia, PA

Wilmington, DE
2005-07-01 → 2006-04-17

Td Wealth Management Services Inc.

New York, NY

New York, NY

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2005-03-07
S63	Uniform Securities Agent State Law Examination	1996-04-29

S66 Uniform Combined State Law Examination

2005-03-07
S63 Uniform Securities Agent State Law Examination

1996-04-29

Other Names

Kevin Wong
Kwun Yue Wong
Kwun (Kevin) Yue Wong
Kwun Wong

View on SEC IAPD