Frederick Warren Wagner

Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2009 → 02/2020
  Morgan Stanley
  Doylestown, PA
• 01/2015 → 02/2020
  Morgan Stanley Private Bank, National Association
  New York, NY
• 02/2020 → Present
  Raymond James & Associates, Inc
  Doylestown, PA

Previous Registrations

• 2011-02-25 → 2020-02-12
  Morgan Stanley
  Doylestown, PA

Other Businesses

LeTip of Doylestown; Doylestown, PA; Not Investment related; Membership Chair; Networking; 03/2016; During business hours: 3; After business hours: 2

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-06-22
• S63 Uniform Securities Agent State Law Examination
  1999-06-11

Designations

• Certified Financial Planner

Other Names

• Rick Wagner
• Frederick W Wagner
• Frederick Warren Wagner
• Frederick Warren Wagner Jr
• Frederick Warren Wagner Jr.