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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2010-02-22 |
| IA | RA | APPROVED | 2009-10-05 |
| NE | RA | APPROVED | 2009-10-05 |
Branch Locations
15858 W Dodge Rd Suite 320, Omaha, NE 68118-2533 • United States
Waterloo, NE • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Omaha | NE | 10/2009 | 03/2020 |
| Ameriprise Financial Services, Llc | Omaha | NE | 03/2020 | Present |
Business Ownership; WPQ Group, LLC; Owner; LLC is designed to help run my Ameriprise Franchisee Practice.; 15858 W Dodge Rd Ste 320, , Omaha, NE, 68118; Investment-Related; 04/05/2023; 1 to 9 hours per month; 0 during trading hours / WQ Group, LLC; Owner; Private Equity Investments.; 330 N 248th Cir, , Waterloo, NE, 68069; Investment-Related; 01/06/2009; 0 hours per month; 0 during trading hours / Hotrodsplace, LLC; Owner; LLC is designed to help run my Ameriprise Franchisee Practice.; 15858 W Dodge Rd Ste 320, , Omaha, NE, 68118; Investment-Related; 04/05/2023; 20 to 39 hours per month; 20 to 39 during trading hours / Momentum Partners, LLC; Owner; LLC is designed to help run my Ameriprise Franchisee Practice.; 15858 W Dodge Rd Ste 320, , Omaha, NE, 68118; Investment-Related; 04/05/2023; 20 to 39 hours per month; 20 to 39 during trading hours / Onward Holdings I LLC; Co-owner; Ownership of an Ameriprise financial services; 11819 Miracle hills Dr #101, , Omaha, NE, 68154; Investment-Related; 12/01/2023; 1 to 9 hours per month; 1 to 9 during trading hours. Outside Employment; Momentum Partners, LLC; Owner; ; 15858 W Dodge Rd Ste 320, , Omaha, NE, 68118; Investment-Related; 04/05/2023; 20 to 39 hours per month; 20 to 39 during trading hours / Hotrodsplace, LLC; Owner; ; 15858 W Dodge Rd Ste 320, , Omaha, NE, 68118; Investment-Related; 04/05/2023; 20 to 39 hours per month; 20 to 39 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-09-20 |
| S63 | Uniform Securities Agent State Law Examination | 1995-10-03 |
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