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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2010-02-22
IA RA APPROVED 2009-10-05
NE RA APPROVED 2009-10-05
  • TX RA
    APPROVED_RES
    Since 2010-02-22
  • IA RA
    APPROVED
    Since 2009-10-05
  • NE RA
    APPROVED
    Since 2009-10-05

Branch Locations

15858 W Dodge Rd Suite 320, Omaha, NE 68118-2533 • United States

Waterloo, NE • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Omaha NE 10/2009 03/2020
Ameriprise Financial Services, Llc Omaha NE 03/2020 Present
Previous Registrations
  • 2003-07-03 → 2009-10-05
    Ameriprise Advisor Services, Inc.
    Omaha, NE
    Omaha, NE
Other Businesses

Business Ownership; WPQ Group, LLC; Owner; LLC is designed to help run my Ameriprise Franchisee Practice.; 15858 W Dodge Rd Ste 320, , Omaha, NE, 68118; Investment-Related; 04/05/2023; 1 to 9 hours per month; 0 during trading hours / WQ Group, LLC; Owner; Private Equity Investments.; 330 N 248th Cir, , Waterloo, NE, 68069; Investment-Related; 01/06/2009; 0 hours per month; 0 during trading hours / Hotrodsplace, LLC; Owner; LLC is designed to help run my Ameriprise Franchisee Practice.; 15858 W Dodge Rd Ste 320, , Omaha, NE, 68118; Investment-Related; 04/05/2023; 20 to 39 hours per month; 20 to 39 during trading hours / Momentum Partners, LLC; Owner; LLC is designed to help run my Ameriprise Franchisee Practice.; 15858 W Dodge Rd Ste 320, , Omaha, NE, 68118; Investment-Related; 04/05/2023; 20 to 39 hours per month; 20 to 39 during trading hours / Onward Holdings I LLC; Co-owner; Ownership of an Ameriprise financial services; 11819 Miracle hills Dr #101, , Omaha, NE, 68154; Investment-Related; 12/01/2023; 1 to 9 hours per month; 1 to 9 during trading hours. Outside Employment; Momentum Partners, LLC; Owner; ; 15858 W Dodge Rd Ste 320, , Omaha, NE, 68118; Investment-Related; 04/05/2023; 20 to 39 hours per month; 20 to 39 during trading hours / Hotrodsplace, LLC; Owner; ; 15858 W Dodge Rd Ste 320, , Omaha, NE, 68118; Investment-Related; 04/05/2023; 20 to 39 hours per month; 20 to 39 during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-09-20
S63 Uniform Securities Agent State Law Examination 1995-10-03
  • S65 Uniform Investment Adviser Law Examination
    2001-09-20
  • S63 Uniform Securities Agent State Law Examination
    1995-10-03

View on SEC IAPD

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