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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-01-09
UT RA APPROVED 2011-01-03
  • TX RA
    APPROVED_RES
    Since 2017-01-09
  • UT RA
    APPROVED
    Since 2011-01-03

Branch Locations

2389 Washington Blvd, Ogden, UT 84401 • United States

299 S Main St 7Th Fl [Mk/Me-Rbo], Salt Lake City, UT 84111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Ogden UT 01/2011 11/2016
Wells Fargo Clearing Services, Llc Ogden UT 11/2016 Present
Previous Registrations
  • 2002-03-26 → 2011-01-03
    Wells Fargo Investments, Llc
    Ogden, UT
    Logan, UT
    Ogden, UT
    Brigham City, UT
    Logan, UT
Other Businesses

RDDM LLC, INV RELATED, KAYSVILLE, UT, 100% OWNERSHIP, START 1/2/2017; 4 HOURS PER MONTH, 0 DURING TRADING; MANAGE PROPERTIES. RENTAL PROPERTY; INVESTMENT RELATED; KAYSVILLE,UT; 100% OWNERSHIP; START DATE 01/01/2005; NUMBER OF HOURS PER MONTH 5; NUMBER OF HOURS DURING TRADING 0; OWNER. RAW LAND, INV RELATED, KAYSVILLE, UT, 100% OWNERSHIP, START DATE 10/12/2023, 5 HRS PER MONTH, 0 HRS DURING TRADING, OWNER OF RAW LAND FOR PERSONAL USE ONLY. RENTAL PROPERTY - 2449 S 2000 W; INV RELATED;SYRACUSE ,UT; RESIDENTAL RENTAL;Power of Attorney START DATE: 07/27/2026; 3 HRS PER MONTH; 0 HRS DURING TRADING; RENTAL PROPERTY - 5972 S 3375 W; INV RELATED;ROY,UT; RESIDENTAL RENTAL;Power of Attorney START DATE: 07/27/2026; 3 HRS PER MONTH; 0 HRS DURING TRADING; RENTAL PROPERTY; CLEARFIELD, UT; INV RELATED;,; SINGLE FAMILY RENTAL;100% OWNERSHIP; START DATE: 6/1/2025; 5 HRS PER MONTH; 0 HRS DURING TRADING;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-06-08
S63 Uniform Securities Agent State Law Examination 1995-10-09
  • S65 Uniform Investment Adviser Law Examination
    2001-06-08
  • S63 Uniform Securities Agent State Law Examination
    1995-10-09
Other Names
  • Rob Henneberger

View on SEC IAPD

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