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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2014-07-21 |
| NC | RA | APPROVED | 2001-12-31 |
Branch Locations
6100 Fairview Rd Ste 1105, Charlotte, NC 28210 • United States
Charlotte, NC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| American Express Financial Advisors Inc. | Boston | MA | 06/1996 | 03/2020 |
| Ameriprise Financial Services, Llc | Charlotte | NC | 03/2020 | Present |
Business Ownership; Geoffrey Neil Roberts; ; Sole proprietorship - only used to pay staff; 6100 Fairview RdSuite 1105Charlotte, NC 28210, ,; ; 01/01/2000; 1 to 9 hours per month; . Board of Directors; Charlotte International Cricket Club; President; 7205 Rollingridge DrCharlotte, NC 28211, ,; Not Investment-Related; 02/10/2007; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1995-11-16 |
| S65 | Uniform Investment Adviser Law Examination | 1995-11-16 |
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