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Cetera Investment Advisers LLC CRD 105644
$257B regulatory AUM 24,019 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2024-09-26 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Washington Trust Bank | Spokane | WA | 11/2014 | 08/2020 |
| Cetera Investment Services Llc | St Cloud | MN | 10/2014 | 08/2020 |
| Cetera Investment Advisers Llc | Spokane | WA | 10/2015 | 08/2020 |
| Columbia Bank | Spokane | WA | 06/2021 | 03/2023 |
| Cetera Investment Services Llc | St Cloud | MN | 06/2021 | 10/2023 |
| Cetera Investment Advisers Llc | Spokane | WA | 06/2021 | 10/2023 |
| Unemployed | Spokane | WA | 08/2020 | 06/2021 |
| Umpqua Bank | Spokane | WA | 03/2023 | Present |
| Raymond James Financial Services, Inc. | Spokane | WA | 10/2023 | Present |
| Raymond James Financial Services Advisors, Inc. | Spokane | WA | 10/2023 | Present |
| Columbia Wealth Advisors | Spokane | WA | 06/2021 | Present |
| Cetera Investment Services Llc | St Cloud | MN | 09/2024 | Present |
| Cetera Investment Advisers Llc | Olympia | WA | 09/2024 | Present |
| Twinstar Credit Union | Olympia | WA | 09/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-10-05 |
| S63 | Uniform Securities Agent State Law Examination | 2014-11-28 |
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