John Y Kim

Current Employers

Employment History

• 11/2007 → Present
  Lpl Financial Llc
  Akron, OH
• 06/2009 → Present
  Symphony Financial Services, Inc.
  Akron, OH
• 09/2012 → Present
  Kim & Associates, Llc
  Akron, OH
• 05/2011 → Present
  Ohio Attorney General's Office
  Columbus, OH

Previous Registrations

• 2005-04-04 → 2007-11-05
  M Holdings Securities, Inc.
  Akron, OH
  Wickliffe, OH
• 2004-07-16 → 2005-03-04
  Raymond James Financial Services, Inc.
  Akron, OH
• 2002-07-31 → 2004-07-14
  Lpl Financial Llc
  Akron, OH

Other Businesses

1) 11/5/2007: JOHN KIM LAW PRACTICE - Other-Attorney - NOT INV REL - AT REPORTED BUSINESS LOCATION - estate tax law-no poa's - 10% TIME SPENT. 2) 01/20/2009: SYMPHONY FINANCIAL SERVICES: REGISTERED INVESTMENT ADVISOR - Symphony Financial Services - INV REL - AT REPORTED BUSINESS LOCATION(S) - Registered Investment Advisor - Financial Planning / Investment Consulting (Hybrid RIA). 3) 06/18/2010: NO BUSINESS NAME - NON-VARIABLE INSURANCE - INV REL - AT REPORTED BUSINESS LOCATION - selling fixed insurance products individual disability and term, universal life - 15% TIME SPENT. 4) 12/14/2012: KIM & ASSOCIATES, LLC - Other-Collections - NOT INV REL - AT REPORTED BUSINESS LOCATION - Kim & Associates, LLC. They provide collection services for the Attorney General of the state of OH - 2% TIME SPENT. 5) 08/15/2013: Symphony Financial Services, Inc. - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 6) 9/5/2017 - Symphony Financial Services, Inc. - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 06/12/2017 - 80 Hours Per Month/20 Hours During Securities Trading - I provide investment advisory services through Symphony Financial Services, Inc., an independent investment advisor firm. I started this business activity in 6/2001. I expect to spend approximately 80 hours per month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 7) 06/06/2019 - Ash Brokerage - Not investment related - At reported business location(s) - Non-Variable Insurance - start date:06/05/2019 - 10 hrs/mo - 10 hrs during trading. 8) 5/24/2021 - PBOC National, LLC - Not Investment Related - 1404 Meadowcreek Lane Copley, Ohio 44333 - Other-Race Track Rental - Owner - Started 06/01/2021 - 4 Hours Per Month/2 Hours During Securities Trading - This entity stands for Porsche BMW Owners Club. It's sole purpose is to organize and rent race tracks around the country for amateur race enthusiast to drive on. 9) 5/24/2021 - Symphony Financial Services R.E. - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started 01/01/2021 - 0 Hours Per Month - Real estate holding company. 10) 3/9/2023 - Relux Medical Spa, LLC - Not Investment Related - 1000 Ghent Rd Akron, Ohio 44333 - Family Business - Start Date - 09/30/2022 - 2 Hours Per Month/2 Hours During Securities Trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2002-11-25
• S63 Uniform Securities Agent State Law Examination
  2001-09-27

Other Names

• John Y Kim
• John Y Kim