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Charles Kelley

Compass Capital Management Inc

Minneapolis, MN

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Current Employers
Compass Capital Management Inc

706 Second Avenue South Suite 400, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2013-12-03
TX RA APPROVED_RES 2004-04-28
  • MN RA
    APPROVED
    Since 2013-12-03
  • TX RA
    APPROVED_RES
    Since 2004-04-28

Branch Locations

400 Baker Building, Minneapolis, MN 55402 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Compass Capital Management, Inc. Minneapolis MN 08/1988 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-09-01
  • S65 Uniform Investment Adviser Law Examination
    1995-09-01

View on SEC IAPD

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