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Paul Ronald Bowes

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Newport Beach, CA

Boston, MA

Wrentham, MA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2022-01-10
TX RA APPROVED_RES 2013-01-23
CT RA APPROVED 2007-03-15
  • NY RA
    APPROVED
    Since 2022-01-10
  • TX RA
    APPROVED_RES
    Since 2013-01-23
  • CT RA
    APPROVED
    Since 2007-03-15

Branch Locations

520 Newport Center Dr Pbig - Fashion Island, Newport Beach, CA 92660 • United States

100 Federal St Pbig - Boston Private Wealth Ctr, Boston, MA 02110 • United States

Wrentham, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Boston MA 03/2007 Present
  • 03/2007 → Present
    Merrill Lynch, Pierce, Fenner & Smith
    Boston, MA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-07-07
S63 Uniform Securities Agent State Law Examination 2004-04-17
  • S66 Uniform Combined State Law Examination
    2006-07-07
  • S63 Uniform Securities Agent State Law Examination
    2004-04-17

View on SEC IAPD

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