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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SD | RA | APPROVED | 2015-08-17 |
Branch Locations
2307 W 57Th St Ste 200, Sioux Falls, SD 57108 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life Ins. Co. | Milwaukee | WI | 06/1994 | Present |
| Northwestern Mutual Investment Services, Llc | Sioux Falls | SD | 02/1997 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 01/2016 | Present |
1) MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 2) MAKE A WISH FOUNDATION OF SOUTH DAKOTA, INVESTMENT COMMITTEE, <1 HR/MO. 3) 50% OWNER, SNAP LLC, ICE FISHING EQUIPMENT SALES, NOT INVESTMENT RELATED. 4. 33% OWNER, HOUG BROS, LLC, 47522 PONY MEADOW CT, SD, , SOUTH DAKOTA, 57055, UNITED STATES OF AMERICA, NON-FINANCIAL SERVICES BUSINESS, START DATE: 08/18/2023, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, OWNERSHIP ONLY 5) 25% OWNER, COLD SNAP APPAREL LLC, 47522 PONY MEADOW CT, SD, , SOUTH DAKOTA, 57055, UNITED STATES OF AMERICA, NON-FINANCIAL SERVICES BUSINESS, START DATE: 9/15/2023, HOURS PER MONTH: 6-20, HOURS DURING SECURITIES TRADING HOURS: 0-5, MANAGE CLOTHING COMPANY; NOT INVESTMENT-RELATED. 6) 50% OWNER, COLDSNAP HOLDINGS, LLC, 441 1ST ST NW, GLENVILLE, , MINNESOTA, 56036, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 09/11/2024, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, THIS IS AN ENTITY CREATED FOR COLDSNAP, LLC'S LAND/PROPERTY - FOR TAX PURPOSES. NON INVESTMENT RELATED.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-08-01 |
| S63 | Uniform Securities Agent State Law Examination | 1997-04-15 |
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