Scott Thomas Gross

Current Employers

Employment History

• 06/2019 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 06/2013 → 06/2019
  Capital Financial Services, Inc.
  Minot, ND
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2016-06-29 → 2019-06-14
  Capital Financial Services, Inc.
  Minot, ND
  Mankato, MN

Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 06/2019 APX NUMBER OF HOURS PER WEEK: VARIES APX NUMBER OF HOURS DURING TRADING HOURS: VARIES POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, DISABILITY AND ANNUITIES 2. NAME OF OTHER BUSINESS: B&G PROPERTIES INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: PROPERTY OWNERSHIP START DATE: 1997 POSITION/TITLE/RELATIONSHIP: PRESIDENT APX NUMBER OF HOURS PER WEEK: 5 APX NUMBER OF HOURS DURING TRADING HOURS: 5 BRIEF DESCRIPTION OF DUTIES: OWNERSHIP OF BUILDING WHERE BUSINESS IS CONDUCTED 3. NAME OF OTHER BUSINESS: MIDWEST FINANCIAL SERVICES, INC. INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 06/2019 POSITION/TITLE/RELATIONSHIP: 2015 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: PRESIDENT - OFFER FINANCIAL SERVICES; 4) NAME OF OTHER BUSINESS: SOUTH LONG LAKE ASSOCIATION, INVESTMENT RELATED: NO, ADDRESS: P.O. BOX 201, BRAINERD, MN, 56401, NATURE OF BUSINESS: HOA, START DATE: 01/2023, POSITION/TITLE/RELATIONSHIP: SECRETARY, APX NUMBER OF HOURS PER WEEK: VARIES, APX NUMBER OF HOURS DURING TRADING HOURS: VARIES, BRIEF DESCRIPTION OF DUTIES: ATTEND MEETING, FILE NOTES, HELP MAKE DECISIONS; 5) NAME OF OTHER BUSINESS: N/A; INVESTMENT RELATED: NO; ADDRESS: ST JAMES, MN 56081; NATURE OF BUSINESS: RENTAL PROPERTY; START DATE: 8/2026; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: 70 ACRES OF BARE FARM LAND ENROLLED INTO CRP; 6). NAME OF OTHER BUSINESS: I CURRENTLY CARRY A NOTARY STAMP; INVESTMENT RELATED: NO ; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: NOTORIZA DOCUMENTS; START DATE: 6/1/2026; POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: ABILITY TO NOTORIZE;

Exams

• S65 Uniform Investment Adviser Law Examination
  2016-06-28
• S63 Uniform Securities Agent State Law Examination
  1996-02-14

Other Names

• Scott Gross