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403 W Live Oak St, Fredericksburg, TX 78624 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-08-25 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Van Kampen Funds Inc. | Houston | TX | 05/1999 | 06/2017 |
| Invesco Distributors, Inc. | Houston | TX | 06/2010 | 12/2016 |
| Noble Investors Llc | Fredericksburg | TX | 01/2023 | Present |
| Self-Employed | Fredericksburg | TX | 08/2017 | 12/2022 |
| Van Kampen/Invesco | Houston | TX | 05/1999 | 06/2017 |
1. AMERICAN HERIGATE EDUCATION FOUNDATION; HOUSTON, TX 77027; NOT INVESTMENT RELATED; 501(C)(3) EDUCATION FOUNDATION THAT PROVIDES LESSON PLANS ABOUT AMERICA'S FACTUAL AND PHILOSOPHICAL HISTORY TO PROMOTE CONSTRUCTIVE CITIZENSHIP, FREEDOM, UNITY, PROGRESS AND RESPONSIBILITY; DIRECTOR; START: 7/2008; 0 TIME DURING TRADING HRS; PROVIDE ADVICE TO CHAIRMAN ON GROWTH STRATEGIES, FUNDING SOURCES, NEW BOARD MEMEBERS, EDUCATIONAL PARTNERS AND DONATE TO THE FOUNDATION. 2. CLEMSON INSTITUTE FOR THE STUDY OF CAPITALISM; NOT INVESTMENT RELATED; 165 SIRRINE HALL, SC 29634-1301; EXPLORING THE MORAL FOUNDATIONS OF CAPITALISM; MEMBER OF BOARD OF DIRECTORS; START:11/2013; 0 TIME DURING TRADING HOURS; SUPPORT THE INSTITUTE FINANCIALLY VIA THE CLEMSON FOUNDATION, PROVIDE STRATEGIC ADVICE/FEEDBACK.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1995-11-20 |
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