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Current Employers
Lifemark Securities Corp.

400 West Metro Park, Rochester, NY 14623 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2023-08-03
  • MI RA
    APPROVED
    Since 2023-08-03

Branch Locations

400 West Metro Park, Rochester, NY 14623 • United States

2305 W. Jefferson Ave., Trenton, MI 48183 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Self Employed Clarkston MI 06/2012 12/2016
Q3 Asset Management Clarkston MI 12/2016 Present
Intervest International Equities Corp Colorado Springs CO 01/2018 10/2020
Lifemark Securities Corp. Rochester NY 06/2022 Present
Lighthouse Tax And Investment Planning Trenton MI 06/2022 Present
  • 06/2012 → 12/2016
    Self Employed
    Clarkston, MI
  • 12/2016 → Present
    Q3 Asset Management
    Clarkston, MI
  • 01/2018 → 10/2020
    Intervest International Equities Corp
    Colorado Springs, CO
  • 06/2022 → Present
    Rochester, NY
  • 06/2022 → Present
    Lighthouse Tax And Investment Planning
    Trenton, MI
Other Businesses

1. Lighthouse Tax and Investment Planning/Investment related/23052 W Jefferson, Trenton MI 48143/Fixed and Index life, fixed annuities, LTC, disability/owner/2/2022/120 hours per month/ sells insurance products. 2. Q3 Asset Management/investment related/Clarkston, MI/wholesaler RIA/12/2016/40 hrs per month

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-08-02
S63 Uniform Securities Agent State Law Examination 2018-04-27
  • S65 Uniform Investment Adviser Law Examination
    2023-08-02
  • S63 Uniform Securities Agent State Law Examination
    2018-04-27
Other Names
  • Michael C Guillery

View on SEC IAPD

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