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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2020-10-19
  • GA RA
    APPROVED
    Since 2020-10-19

Branch Locations

759 Peachtree Pkwy Suite 1, Cumming, GA 30041 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Haymond Antonio Group Cumming GA 01/1997 Present
Wells Fargo Advisors Financial Network Llc Cummings GA 02/2011 09/2020
Lpl Financial Llc Cumming GA 10/2020 Present
Previous Registrations
Other Businesses

1)10/12/2020- HAYMOND ANTONIO GROUP- DBA for LPL Business (entity for LPL business)- Inv. Related- Cumming, GA- 100% 2) 10/23/2020 - Haymond Antonio Wealth Advisory - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 10/12/2020 - 160 Hour Per Month/160 Hours During Securities Trading.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-10-16
S63 Uniform Securities Agent State Law Examination 1995-09-14
  • S65 Uniform Investment Adviser Law Examination
    1995-10-16
  • S63 Uniform Securities Agent State Law Examination
    1995-09-14

View on SEC IAPD

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