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Wells Fargo Advisors Financial Network, LLC CRD 11025
$252B regulatory AUM 2,990 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2024-03-14 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Charleston | SC | 12/2010 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Charleston | SC | 11/2016 | 03/2024 |
| Wells Fargo Advisors Financial Network, Llc | Mount Pleasant | SC | 03/2024 | Present |
RENTAL PROPERTY INV RELATED, HIGHLANDS, NC, 100% OWNERSHIP WITH SPOUSE, START DATE 3/18/24, 4 HRS PER MONTH, 0 HRS DURING TRADING; NOTARY PUBLIC, NOT INV RELATED, MT PLEASANT, SC, START 3/26/24, 0 HRS PER MONTH, 1 HR DURING TRADING, NOTARY; MARION WEALTH MANAGEMENT GROUP LLC, INV RELATED, MT PLEASANT, SC, 100% OWNERSHIP, START 3/18/27, 50 HRS PER MONTH, 40 HRS DURING TRADING, FINET PRACTICE;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-12-31 |
| S63 | Uniform Securities Agent State Law Examination | 1995-10-12 |
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