Robert K Young

Current Employers

Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

Authority	Category	Status	Date
VT	RA	APPROVED	2025-08-25
AL	RA	APPROVED	2025-08-15
TX	RA	APPROVED_RES	2025-08-15
CO	RA	APPROVED	2016-07-13

VT RA
APPROVED

Since 2025-08-25
AL RA
APPROVED

Since 2025-08-15
TX RA
APPROVED_RES

Since 2025-08-15
CO RA
APPROVED

Since 2016-07-13

Branch Locations

720 South Colorado Boulevard Suite 1100, Glendale, CO 80246 • United States

Lafayette, CO • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Tiaa	Lafayette	CO	07/2014	Present
Tiaa-Cref Individual & Institutional Services, Llc	Lafayette	CO	07/2014	Present

07/2014 → Present

Tiaa

Lafayette, CO
07/2014 → Present

Tiaa-Cref Individual & Institutional Services, Llc

Lafayette, CO

Previous Registrations

2008-09-12 → 2010-06-23

Adviser Investments

Newton, MA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2016-07-12
S63	Uniform Securities Agent State Law Examination	2011-08-29

S65 Uniform Investment Adviser Law Examination

2016-07-12
S63 Uniform Securities Agent State Law Examination

2011-08-29