Robert Avander Frazier

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2003-07-01

TX RA
APPROVED

Since 2003-07-01

Branch Locations

9442 N Capital Of Texas Hwy N Ste 700 Arboretum Plaza One, Austin, TX 78759 • United States

Round Rock, TX • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Llc	Austin	TX	05/2009	11/2016
Wells Fargo Clearing Services, Llc	Austin	TX	11/2016	Present

05/2009 → 11/2016

Wells Fargo Advisors Llc

Austin, TX
11/2016 → Present

Wells Fargo Clearing Services, Llc

Austin, TX

Previous Registrations

1996-01-09 → 2003-07-01

Prudential Equity Group, Llc

Austin, TX

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1996-01-25
S63	Uniform Securities Agent State Law Examination	1995-09-22

S65 Uniform Investment Adviser Law Examination

1996-01-25
S63 Uniform Securities Agent State Law Examination

1995-09-22

View on SEC IAPD