Joseph Vincent Capra

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2016 → 03/2021
  H. Beck, Inc.
  Bethesda, MD
• 04/2021 → 05/2025
  Grove Point Advisors, Llc
  Rockville, MD
• 04/2021 → 05/2025
  Grove Point Investments, Llc
  Rockville, MD
• 05/2025 → Present
  Lpl Financial Llc
  Ogdensburg, NJ

Previous Registrations

• 2021-04-01 → 2025-05-01
  Grove Point Advisors, Llc
  Rockville, MD
  Ogdenburg, NJ
  Rockville, MD
• 2016-06-01 → 2021-04-01
  Grove Point Investments, Llc
  Rockville, MD
  Verona, NJ
  Ogdensburg, NJ
• 2015-01-30 → 2016-05-31
  Stonex Advisors Inc.
  Birmingham, AL
• 2004-05-03 → 2015-01-30
  Wrp Investments, Inc.
  Youngstown, OH
  Ogdensburg, NJ
  Forkel River, NJ
  Youngstown, OH
• 2002-11-15 → 2004-05-03
  Main Street Management Company
  Mendham, NJ

Other Businesses

1. 05/2025-Joe Capra Financial- DBA for LPL Business (entity for LPL business)- INV Related- At Reported Business Location(s)- Start date 11/14/2019- 160 Hours Per Month- 160 Hours During Trading

Exams

• S63 Uniform Securities Agent State Law Examination
  1995-10-10