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Current Employers
Principal Asset Management

801 Grand Ave, Des Moines, IA 50392-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2017-03-22
  • IA RA
    APPROVED
    Since 2017-03-22

Branch Locations

711 High Street, Des Moines, IA 50392 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Principal Life Insurance Des Moines IA 10/1990 06/2024
Princor Financial Services Corporation Des Moines IA 08/1995 01/2017
Principal Asset Management Des Moines IA 03/2017 Present
Principal Funds Distributor Des Moines IA 01/2007 Present
  • 10/1990 → 06/2024
    Principal Life Insurance
    Des Moines, IA
  • 08/1995 → 01/2017
    Princor Financial Services Corporation
    Des Moines, IA
  • 03/2017 → Present
    Des Moines, IA
  • 01/2007 → Present
    Principal Funds Distributor
    Des Moines, IA
Previous Registrations
Other Businesses

Access/supervised person of Principal Global Investors, LLC, and will perform certain functions for Principal Global Investors and its affiliates.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-07-25
  • S66 Uniform Combined State Law Examination
    2006-07-25
Other Names
  • Bret James Bassanmas

View on SEC IAPD

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