Thomas Sokira

Current Employers

Cornerstone Planning Group

350 Passaic Avenue Suite 201, Fairfield, NJ 07004 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2026-04-13

NJ RA
APPROVED

Since 2026-04-13

Branch Locations

350 Passaic Avenue Suite 201, Fairfield, NJ 07004 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
National Planning Corporation	Boonton	NJ	06/2010	11/2017
Lpl Financial Llc	Stirling	NJ	11/2017	04/2026
Cornerstone Planning Group, Inc	Fairfield	NJ	04/2026	Present

06/2010 → 11/2017

National Planning Corporation

Boonton, NJ
11/2017 → 04/2026

Lpl Financial Llc

Stirling, NJ
04/2026 → Present

Cornerstone Planning Group, Inc

Fairfield, NJ

Previous Registrations

2017-11-29 → 2026-04-22

Lpl Financial Llc

New Providence, NJ

Basking Ridge, NJ
2010-09-28 → 2017-11-29

National Planning Corporation

Stirling, NJ

Other Businesses

1. 11/29/2017 - Anthem Financial Services - Investment Related - At Reported Business Location(s) - DBA - Managing Partner(Conducts 401(k) consulting.) - start date 2/11/2016 - 80 hours per month/70 hours during securities trading. 2. 12/15/2022 - Mallard Properties - Investment Related - Bedminster, NJ - Real Estate Rental - sole owner - Start Date - 10/19/2017 - 1 Hours Per Month/0 Hours During Securities Trading

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2010-09-20
S63	Uniform Securities Agent State Law Examination	1996-10-07

S65 Uniform Investment Adviser Law Examination

2010-09-20
S63 Uniform Securities Agent State Law Examination

1996-10-07

Other Names

Thomas Sokira
Thomas Sokira
Tom Sokira
Thomas James Sokira

View on SEC IAPD