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730 Third Avenue, New York, NY 10017-3206 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AR | RA | APPROVED | 2014-12-18 |
Branch Locations
10825 Financial Centre Parkway Suite 105, Little Rock, AR 72211 • United States
Little Rock, AR • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tiaa | Little Rock | AR | 09/2014 | Present |
| Tiaa-Cref Individual & Institutional Services, Llc | Little Rock | AR | 09/2014 | Present |
Name: Song written by Eric Britt Position: Musician/Sole Proprietor Nature: Music sales Investment Related: No Hours: 0 Securities trading hours: 0 Start date: 09/01/2011 Address: 4924 Stonewall Rd., Little Rock, AR 72207 Description: Musician
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-11-02 |
| S63 | Uniform Securities Agent State Law Examination | 1995-10-19 |
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