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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2026-04-28 |
Branch Locations
1101 1St Capitol Drive, Saint Charles, MO 63301 • United States
435 Mid Rivers Mall Drive, St. Peters, MO 63376 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cuna Mutual Group | Waverly | IA | 02/2013 | 10/2018 |
| Cuna Brokerage Services | Waverly | IA | 02/2013 | 10/2018 |
| Infinex Investments, Inc. | Meriden | CT | 10/2018 | 12/2019 |
| First Bank | Webster Groves | MO | 10/2018 | 12/2019 |
| The Prudential Insurance Company Of America | Swansea | IL | 12/2019 | 09/2020 |
| Pruco Securities | Swansea | IL | 12/2019 | 09/2020 |
| Cetera Investment Advisers Llc | Belleville | IL | 09/2020 | 04/2026 |
| Cetera Investment Services Llc | St. Cloud | MN | 09/2020 | 04/2026 |
| Regions Bank | Belleville | IL | 09/2020 | 04/2026 |
| Lpl Financial Llc | St Peters | MO | 04/2026 | Present |
| Commerce Bank | St Peters | MO | 04/2026 | Present |
1. "Investment products and services are offered through LPL Financial LLC using the DBA/trade name Commerce Financial Advisors - Inv Rel - At Reported Business Location (s) - Start Date : 04/2026
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-11-13 |
| S63 | Uniform Securities Agent State Law Examination | 1995-11-01 |
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